Posts from: Julie Allen


2016 IPO Study

Julie M. Allen is Partner in the Corporate Department and co-head of the Capital Markets Group at Proskauer Rose LLP. This post is based on the Executive Summary of a Proskauer publication; the complete publication, including extensive analysis of multiple industry sectors, is available here.

This post is based on the third edition of Proskauer’s IPO Study. In the complete publication, you’ll find our analysis of market practices and trends for U.S.-listed initial public offerings (IPOs). Our proprietary database and analyses now cover 309 IPOs that priced between 2013 and 2015.

The 2015 IPO Market

Entering 2015, we were cautiously optimistic about the U.S. IPO market. [1] We saw 74 IPOs price in the first half of 2015—a decrease from the same period in 2014, but similar in number to the start of 2013. Of these 74 IPOs, 54 priced in the second quarter of 2015. The second half of 2015 saw a fall-off in volume primarily due to market volatility, driven by interest rate speculation, geopolitical risks with Greece and China, significant distress on oil prices and the energy and power (E&P) sector, and poor performance by IPOs priced in the first half of 2015. As a result, only 51 IPOs priced in the second half of 2015—the lowest deal count during any year’s second half since 2012.

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2014 IPO Study

The following post comes to us from Julie M. Allen, Partner in the Corporate Department and co-head of the Capital Markets Group at Proskauer Rose LLP, and is based on the Executive Summary of a Proskauer publication; the complete publication, including extensive analysis of multiple industry sectors, is available here.

Our study provides a comprehensive analysis of the 2013 US IPO market.

We examined several key aspects of IPOs, including:

  • The JOBS Act
  • Financial profiles and accounting disclosures
  • SEC comments and timing
  • Corporate governance
  • IPO expenses
  • Deal structure
  • Lock-ups
  • Sponsor-backed companies

We reviewed 100 of the 136 IPOs that priced in 2013 and met our study criteria.

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