Author Archives: Tarik Samman

Weekly Roundup: November 29-December 5, 2024

Listing Migration: A Conflicted Path to Value Creation Posted by Ali Saribas, Andrew Brady, and Chinguun Nyambat, SquareWell Partners, on Friday, November 29, 2024 Tags: Activism, Board of Directors, Europe, Value Creation SEC Enforcement – FY24 Review: Key Themes and End-of-Year Actions Posted by Adam Aderton, A. Kristina Littman, and Erik Holmvik, Willkie Farr & […]

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Carbon Credits: An Overview of a Climate Controversy

Introduction With the recent COP29 conference developing standards for carbon credit markets, ESG investors may wish to learn more about such credits and the debates surrounding them. A carbon credit is an emissions unit that is issued by a carbon crediting program and represents an emission reduction or removal of greenhouse gases (GHG). Carbon credits are uniquely […]

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AI and Finance

Generative AI has emerged as a major technology that is disrupting both the finance industry and financial research methodologies. The release of ChatGPT in November 2022, followed by rapid advancements in large language models (LLMs), has led to changes in firm valuations, hiring, and profitability, as well as changes in occupational earnings.  Our research shows […]

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Activists Continue to Target Director Tenure

Key Points Proxy advisory firms and institutional investors increasingly view tenures over nine years as too long, questioning the independence of directors who have served longer than that. Board refreshment is a frequent demand of activists, so companies may find themselves vulnerable to activist campaigns if they have very long-serving directors. As boards review their […]

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Policy Survey 2024: Executive Pay

This post provides an overview of Glass Lewis’ 2024 Policy Survey, conducted to inform their annual “benchmark” policy guideline updates. Executive Pay Make-Whole Awards For executive recruitment, companies sometimes agree to provide “make -whole” grants to compensate for awards that the candidate must forfeit upon leaving their current employer. There is a significant gap in […]

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Getting to Yes: The Role of Coercion in Debt Renegotiations

How parties to a loan agreement or bond indenture can change the terms of their deal is an important, if frequently neglected, aspect of debt financing. Bonds and loans represent a company’s obligation to repay a debt, with interest, over time. But only a small fraction of what goes into an indenture or a loan […]

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California Climate Disclosure Laws: Recent Developments

On September 27, 2024, California Governor Gavin Newsom signed into law Senate Bill (“SB”) 219, which makes certain changes to last year’s Climate Corporate Data Accountability Act (SB 253) and Climate‐Related Financial Risk Act (SB 261). SB 219 clarifies questions regarding SB 253 and SB 261, including by granting the California Air Resources Board (“CARB”) […]

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Texas et al. v. BlackRock, Inc. et al.

INTRODUCTION 1. For the past four years, America’s coal producers have been responding not to the price signals of the free market, but to the commands of Larry Fink, BlackRock’s Chairman and CEO, and his fellow asset managers. As demand for the electricity Americans need to heat their homes and power their businesses has gone […]

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Preference Dynamics and Risk-Taking Incentives

In the intricate world of corporate governance, the role of executive compensation in aligning the interests of shareholders and managers remains a long-standing question. Classic theories posit that shareholders, as the principals, can design compensation contracts to induce managers, as the agents, to maximize shareholder value. At the same time, recent studies document that other […]

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Supermajority Requirement Inapplicable in the Context of a Reincorporation to Nevada

In Gunderson v. The Trade Desk, Inc. (Nov. 7, 2024), the Delaware Court of Chancery held that only a majority stockholder vote will be required to approve the proposed reincorporation of The Trade Desk, Inc. (the “Company”) from Delaware to Nevada through a corporate conversion (the “Conversion”). The court held that, although Article X of the Company’s […]

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