Author Archives: Harvard Law School Forum on Corporate Governance and Financial Regulation

SEC Rulemaking – Advancing the Law to Protect Investors

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Saturday, October 10, 2009

(Editor’s Note: The post below by Commissioner Elisse Walter is a transcript of her remarks at the Annual Corporate Counsel Institute, omitting introductory and conclusory comments; the complete transcript is available here. The views expressed in this post are those of Commissioner Walter and do not necessarily reflect those of the Securities and Exchange Commission, […]

Click here to read the complete post
Posted in Accounting & Disclosure, Corporate Elections & Voting, Corporate Social Responsibility, Financial Crisis, Legislative & Regulatory Developments, Regulators Materials, Speeches & Testimony | Tagged , , , , , , , , , | Comments Off on SEC Rulemaking – Advancing the Law to Protect Investors

Harvard’s Proxy Access Roundtable

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Friday, October 9, 2009

In light of the intense current debate regarding the SEC’s proposed proxy access reforms, the Harvard Law School Program on Corporate Covernance this week hosted a roundtable on the proposed reforms. The Roundtable brought together prominent participants in the debate – representing a range of perspectives and experiences – for a day of discussion on […]

Click here to read the complete post
Posted in Corporate Elections & Voting, Program News & Events | Tagged , | Comments Off on Harvard’s Proxy Access Roundtable

Boards Play A Leading Role in Risk Management Oversight

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Thursday, October 8, 2009

One might say that “risk management” is the new “hot topic” in corporate governance. Just as the Enron and other high-profile corporate scandals were seen as resulting from a lack of ethics and oversight, the credit market meltdown and resulting financial crisis have been blamed in large part on inadequate risk management by corporations and […]

Click here to read the complete post
Posted in Accounting & Disclosure, Boards of Directors, Practitioner Publications, Securities Litigation & Enforcement | Tagged , , , , | Comments Off on Boards Play A Leading Role in Risk Management Oversight

Investor Perceptions of Board Performance

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Wednesday, October 7, 2009

  In our forthcoming Journal of Accounting and Economics paper Investor Perceptions of Board Performance: Evidence from Uncontested Director Elections, we investigate whether uncontested elections serve as meaningful polls reflecting investor perceptions of board performance. Our paper is motivated in part by the general perception that many director elections are meaningless charades of shareholder democracy […]

Click here to read the complete post
Posted in Academic Research, Boards of Directors, Corporate Elections & Voting, Empirical Research | Tagged , , | Comments Off on Investor Perceptions of Board Performance

Delegation and Accountability at the SEC

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Wednesday, October 7, 2009

Investors and lawmakers have been clamoring for a more aggressive and nimble SEC, and it looks like they’re about to get it. But at what cost? In August, the Commission and its enforcement director announced a series of bold new measures designed to expedite investigations, create specialized units to focus on priority cases, and flatten […]

Click here to read the complete post
Posted in Financial Regulation, Legislative & Regulatory Developments, Practitioner Publications, Securities Litigation & Enforcement, Securities Regulation | Tagged , , | Comments Off on Delegation and Accountability at the SEC

Remarks Regarding Investment Companies

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Tuesday, October 6, 2009

(Editor’s Note: The post below by Commissioner Troy Paredes is a transcript of his remarks at the Investment Company Institute’s Annual Capital Markets Conference, omitting introductory and conclusory remarks; the complete transcript is available here. The views expressed in this post are those of Commissioner Paredes and do not necessarily reflect those of the Securities […]

Click here to read the complete post
Posted in Financial Regulation, Securities Litigation & Enforcement, Speeches & Testimony | Tagged , , , | Comments Off on Remarks Regarding Investment Companies

SEC Urged to Defer Adopting Proxy Access Rules

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Tuesday, October 6, 2009

A broad cross section of commenters is encouraging the Securities and Exchange Commission (the “SEC”) to take a cautious approach with its latest proposal to allow shareholders to solicit votes for their director candidates through corporate proxy statements. [1] The SEC received over 520 comment letters to date recommending a host of modifications to its […]

Click here to read the complete post
Posted in Boards of Directors, Corporate Elections & Voting, Practitioner Publications | Tagged , , | Comments Off on SEC Urged to Defer Adopting Proxy Access Rules

Patterns in Corporate Events

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Monday, October 5, 2009

It has been extensively documented that corporate events occur in waves. However, existing empirical studies have examined individual types of waves separately. In our paper, Patterns in the timing of corporate event waves, which was recently accepted for publication in the Journal of Financial and Quantitative Analysis, we investigate whether a relation exists between the […]

Click here to read the complete post
Posted in Academic Research, Empirical Research, Mergers & Acquisitions | Tagged , | 1 Comment

The Consumer Financial Protection Agency: Sorting the Critiques

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Sunday, October 4, 2009

(Editor’s Note: This post is based on an article from Lombard Street.) On June 30, 2009, the Obama Administration delivered to Congress the draft Consumer Financial Protection Agency (CFPA) Act of 2009. On July 8, House Financial Services Committee Chairman Barney Frank unveiled the Consumer Financial Protection Agency Act of 2009 (HR 3126), which shares […]

Click here to read the complete post
Posted in Financial Crisis, Financial Regulation, Legislative & Regulatory Developments, Op-Eds & Opinions | Tagged , , | Comments Off on The Consumer Financial Protection Agency: Sorting the Critiques

Remarks Regarding Market Structure

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Saturday, October 3, 2009

(Editor’s Note: The post below by Commissioner Troy Paredes is a transcript of his remarks at the Securities Industry and Financial Markets Association’s 14th Annual Fixed Income Legal and Compliance Conference, omitting introductory and conclusory remarks; the complete transcript is available here. The views expressed in this post are those of Commissioner Paredes and do […]

Click here to read the complete post
Posted in Regulators Materials, Securities Litigation & Enforcement, Securities Regulation, Speeches & Testimony | Tagged , , , , | Comments Off on Remarks Regarding Market Structure
Page 941 of 1026
1 … 931 932 933 934 935 936 937 938 939 940 941 942 943 944 945 946 947 948 949 950 951 … 1,026