Author Archives: Harvard Law School Forum on Corporate Governance and Financial Regulation

Patterns in Corporate Events

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Monday, October 5, 2009

It has been extensively documented that corporate events occur in waves. However, existing empirical studies have examined individual types of waves separately. In our paper, Patterns in the timing of corporate event waves, which was recently accepted for publication in the Journal of Financial and Quantitative Analysis, we investigate whether a relation exists between the […]

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Posted in Academic Research, Empirical Research, Mergers & Acquisitions | Tagged , | 1 Comment

The Consumer Financial Protection Agency: Sorting the Critiques

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Sunday, October 4, 2009

(Editor’s Note: This post is based on an article from Lombard Street.) On June 30, 2009, the Obama Administration delivered to Congress the draft Consumer Financial Protection Agency (CFPA) Act of 2009. On July 8, House Financial Services Committee Chairman Barney Frank unveiled the Consumer Financial Protection Agency Act of 2009 (HR 3126), which shares […]

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Remarks Regarding Market Structure

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Saturday, October 3, 2009

(Editor’s Note: The post below by Commissioner Troy Paredes is a transcript of his remarks at the Securities Industry and Financial Markets Association’s 14th Annual Fixed Income Legal and Compliance Conference, omitting introductory and conclusory remarks; the complete transcript is available here. The views expressed in this post are those of Commissioner Paredes and do […]

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Bringing Transparency and Oversight to the OTC Derivatives Market

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Friday, October 2, 2009

(Editor’s Note: The post below by Chairman Schapiro is a transcript of her testimony to the House Committee on Agriculture hearing regarding the regulation of over-the-counter derivatives markets last week.) I. Introduction Chairman Peterson, Ranking Member Lucas, Members of the Committee: Thank you for the opportunity to testify on behalf of the Securities and Exchange […]

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Proxy Access and the Balance of Power in Corporate Governance

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Friday, October 2, 2009

Our experience with concentrated, long-term investments in large, public companies has taught us that the overwhelming majority of corporate directors are smart, diligent, and capable business people trying the best they can to faithfully discharge their fiduciary duties. They do not, however, always get it right. Something is broken in corporate America. Particularly over the […]

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Unblocking Corporate Governance Reform

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Thursday, October 1, 2009

(Editor’s Note: This post is Lucian Bebchuk’s most recent column in his series of monthly commentaries titled “The Rules of the Game” for the international association of newspapers Project Syndicate, which are available here. The column builds on Investor Protection and Interest Group Politics, an article co-authored by Professor Bebchuk and Professor Zvika Neeman that […]

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Posted in Financial Crisis, HLS Research, International Corporate Governance & Regulation, Legislative & Regulatory Developments, Op-Eds & Opinions | Tagged , , | Comments Off on Unblocking Corporate Governance Reform

The Economic Consequences of IPO Spinning

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Wednesday, September 30, 2009

  In our paper, The Economic Consequences of IPO Spinning, which was recently accepted for publication in the Review of Financial Studies, we investigate the practice of spinning using a sample of 56 companies that went public during the period 1996-2000. Spinning is the allocation by underwriters of the shares of hot initial public offerings […]

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Davis Polk Releases Comprehensive Review of Financial Crisis Laws

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Tuesday, September 29, 2009

It has been my privilege to support my partners as the editor of Davis Polk’s recently issued Financial Crisis Manual, which has been written by 21 Davis Polk partners and counsel working in a collaborative team that is the hallmark of our firm culture. The Manual is a comprehensive review of financial crisis laws as […]

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Sharp Increase in Shareholder Votes Opposing Director Nominees

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Tuesday, September 29, 2009

Recent data compiled by PROXY Governance, Inc. show a significant increase in the percentage of director nominees who received high percentages of shareholder votes cast in opposition in director elections during the 2009 proxy season. Although the vast majority of director nominees continue to be elected with little opposition, for companies with director election results […]

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The Momentum For Reform Must Be Maintained

By Harvard Law School Forum on Corporate Governance and Financial Regulation | Published Monday, September 28, 2009

(Editor’s Note: The post below by Lord Adair Turner is a transcript of his remarks at London’s City Banquet, on September 22, 2009.) It’s a year and four days since Callum McCarthy spoke here on his second last day as Chairman of the FSA. I know he always received a warm welcome here and I am […]

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