Weekly Roundup: November 5-11, 2021


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This roundup contains a collection of the posts published on the Forum during the week of November 5-11, 2021.

Quantifying the High-Frequency Trading “Arms Race”


Remarks by Chair Gensler at the Securities Enforcement Forum


SEC Modernizes Filing Fee Rules


Corporate Board Practices in the Russell 3000, S&P 500, and S&P Mid-Cap 400


Comments at SEC Speaks Signal Significant Policy Changes


BlackRock’s Recent Move Could Benefit Shareholder Activists in Election Contests


SEC Staff Limits Exclusion of “Social Policy” Shareholder Proposals


Mandatory Corporate Carbon Disclosures and the Path to Net Zero



SPAC Sweeps


Pay, Productivity and Management


New DOL Proposal on ESG Investing and Fiduciary Exercise of Shareholder Rights


Investor Behavior in the 2021 Proxy Season


What Is CEO Overconfidence? Evidence from Executive Assessments


ESG Governance: Board and Management Roles & Responsibilities


ISS Proposes Benchmark Voting Policy Changes for the 2022 Proxy Season


Statement by Commissioner Crenshaw on DeFi Risks, Regulations, and Opportunities



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